Commodity Futures Trading Commission

Royal Bank of Canada has been accused by the United States Commodity Futures Trading Commission of failing to produce a key witness - senior officer Richard Chase - to an alleged fraud by the bank involving its operations in several jurisdictions, including the Bahamas and Cayman Islands.

Amended Complaint in U.S. Commodity Futures Trading Commission v. Royal Bank of Canada at the U. S. District Court for the Southern District of New York.

The Cayman Islands and Bahamas branches of Royal Bank of Canada were used by RBC to commit a "multi-hundred million dollar" fraud, according to the U. S. Commodity Futures Trading Commission. The alleged mastermind was not named in the CFTC's complaint but it seems to be Richard Tavoso, RBC's Head of Global Arbitrage and Trading.

For the first time in one public forum, the chiefs of the SEC, CFTC and IRS whistleblower offices will discuss Whistleblowing as a tool to fight financial crime at The 10th Annual OffshoreAlert Conference. Sean McKessy (SEC), Vince Martinez (CFTC),

Indictment of Philip Baker for alleged investment fraud involving the Lake Shore Group of Companies.

Order granting CFTC's Motion for Summary Judgment and awarding damages of $6.7 million in Commodity Futures Trading Commission v. Sterling forex LLC and Maurice L. Mills at the U. S. District Court for the Western District of Washington.

CFTC's Motion for Summary Judgment in Commodity Futures Trading Commission v. Sterling forex LLC and Maurice L. Mills at the U. S. District Court for the Western District of Washington.

Complaint alleging fraud in Commodity Futures Trading Commission v. Sterling forex LLC and Maurice L. Mills at the U. S. District Court for the Western District of Washington.