Complaint alleging fraud in U. S. Securities and Exchange Commission v. Anthony G. Blumberg at the U. S. District Court for the District of New Jersey.
Indictment alleging fraud regarding Bermuda-domiciled ConvergEx Global Markets Limited, British firm ConvergEx Ltd., Hong Kong-domiciled ConvergEx Asia Pacific Limited and other companies in USA v. Anthony Blumberg and Michael Craig Marshall at the U. S. District Court for the District of New Jersey.
Criminal Information alleging fraud in USA v. ConvergEx Global Markets Limited, of Bermuda, at the U. S. District Court for the District of New Jersey.