Cynthia Pfaltzgraff

    • Home
    • Cynthia Pfaltzgraff

    SHOWING:

    1 to 1 of 1 result
      

    Sort By:

    Search

    Filter By:

    Topics

    Jurisdictions

    Allegations

    Terry Neal settles SEC lawsuit for $2.5 million

    Nevis-based offshore financial services provider and author Terry Neal has been ordered to disgorge $2.3 million in "ill-gotten gains" and pay a $200,000 penalty to settle a civil fraud lawsuit in the United States. Neal, who is an American citizen, has also been barred from serving as an officer or director of a public company in the United States.