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    Jurisdictions

    John Gunn: Suspension

    Administrative Order by the U.S. Securities and Exchange Commission imposing a suspension on John William Gunn, described as a citizen of the United Kingdom residing in Hong Kong.

    Global Investment Strategy UK Ltd.: US Industry Ban

    Administrative Order by the U.S. Securities and Exchange Commission imposing an industry ban on Global Investment Strategy UK Ltd., described as "a financial services firm registered with and regulated by the Financial Conduct Authority of the United Kingdom, and is a member of the London Stock Exchange".