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    Jeff Omdahl v. Farfetch Ltd. et al: Class Action Complaint

    Complaint alleging securities fraud in Jeff Omdahl v. Farfetch Limited, a Cayman Islands-domiciled, London-based firm whose shares are listed on the New York Stock Exchange; Jose Neves, Elliot Jordan, Frederic Court, Dana Evan, Jonathan Kamaluddin, Richard Liu, Natalie Massenet, Jonathan Newhouse, Daniel Rimer, Michael Risman, David Rosenblatt, Goldman Sachs & Co. LLC, JPMorgan Securities LLC, Allen & Company LLC, UBS Securities LLC, Credit Suisse Securities (USA) LLC, Wells Fargo Securities LLC, Cowen and Company LLC, and BNP Paribas Securities Corp. at the U. S. District Court for the Southern District of New York.

    Tim Leissner: Life Ban

    News Release by the Hong Kong Securities and Futures Commission regarding a life ban against Tim Leissner, described as "a former responsible officer of Goldman Sachs (Asia) LLC", for his involvement with 1Malaysia Development Berhad, a.k.a. 1MDB.

    Babulal Tarapara v. NIO Inc. et al: Class Action Complaint

    Complaint in Babulal Tarapara v. NIO Inc., of the Cayman Islands; Bin Li, Louis T. Hsieh, Lihong Qin, Padmasree Warrior, Tian Cheng, Xiang Li, Hai Wu, Yaqin Zhang, Xianping Zhong, and Zhaohui Li, all of China; Morgan Stanley & Co. LLC, Goldman Sachs (Asia) LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, and WR Securities LLC at the  U. S. District Court for the Eastern District of New York.

    Republic of Kazakhstan v. Linklaters LLP: Discovery Application

    Ex Parte Petition by the Republic of Kazakhstan to take discovery from Linklaters LLP for legal proceedings involving Anatolie Stati, Gabriel Stati, Ascom Group, SA, and Terra Raf Trans Traiding Ltd., filed at the U. S. District Court for the Southern District of New York.

    International Petroleum Investment Company et al v. Goldman Sachs Group, Inc. et al: Summons with Notice

    Summons With Notice in International Petroleum Investment Company and Aabar Investments PJS v. The Goldman Sachs Group, Inc., Goldman Sachs International Goldman Sachs (Asia) LLC, Goldman Sachs (Singapore) Pte, Goldman Sachs (Malaysia) Sdn Bhd, Tim Leissner, Ng Chong Hwa, a.k.a. Roger Ng; Andrea Vella, Khadem Abdulla Al Qubaisi, and Mohamed Ahmed Badawy Al-Husseiny at New York Supreme Court.

    Michael Kent v. Aspen Insurance Holdings Ltd. et al: Class Action Complaint

    Class Action Complaint in Michael Kent v. Aspen Insurance Holdings Limited, of Bermuda; Glyn Jones, Chris O'Kane, Albert Beer, Matthew Botein, John Cavoores, Gary Gregg, Heidi Hutter, Gordon Ireland, Karl Mayr, Bret Pearlman, and Ron Pressman at the U. S. District Court for the Southern District of New York.

    USA v. Tim Leissner: Criminal Information

    Criminal Information in USA v. Tim Leissner concerning 1Malaysia Development Berhad, a.k.a. 1MDB, at the U. S. District Court for the Eastern District of New York.

    1199SEIU Health Care Employees Pension Fund v. Netshoes (Cayman) Ltd. et al: Class Action Complaint

    Class Action Complaint in 1199SEIU Health Care Employees Pension Fund v. Netshoes (Cayman) Limited, Marcio Kumruian, Leonardo Tavares Dib, Francisco Alvarez Demalde, Nilesh Lakhani, Hagop Chabab, Wolfgang Schwerdtle, Nicolas Szekasy, Donald Puglisi, Goldman Sachs & Co., JPMorgan Securities LLC, Banco Bradesco BBI SA, Allen & Company LLC, and Jefferies LLC at New York Supreme Court.

    Melvin Williams, Jr. v. Netshoes (Cayman) Ltd. et al: Class Action Complaint

    Class Action Complaint in Melvin Williams, Jr. v. Netshoes (Cayman) Limited, Marcio Kumruian, Leonardo Tavares Dib, Francisco Alvarez Demalde, Nilesh Lakhani, Hagop Chabab, Wolfgang Schwerdtle, Nicolas Szekasy, Donald Puglisi, Goldman Sachs & Co., JPMorgan Securities LLC, Banco Bradesco BBI SA, Allen & Company LLC, and Jefferies LLC at New York Supreme Court.

    USA v. Tim Leissner: Criminal Complaint

    Criminal Complaint in USA v. Tim Leissner concerning 1Malaysia Development Berhad, a.k.a. 1MDB, at the U. S. District Court for the Eastern District of New York.

    Rustem Nurlybayev v. ZTO Express (Cayman) Inc. et al: Class Action Complaint

    Complaint in Rustem Nurlybayev v. ZTO Express (Cayman) Inc., China Renaissance Securities (Hong Kong) Limited, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs (ASIA) LLC, Jianmin (James) Guo, Xiangliang Hu, JP Morgan Securities LLC, Jianfa Lai, Meisong Lai, Baixi Lan, Zing Liu, Morgan Stanley & Co. International PLC, Jilei Wang, and Frank Zhen Wei at the U. S. District Court for the Southern District of New York.

    Cell C Proprietary Ltd.: Chapter 15 Petition

    Chapter 15 Petition for Recognition of a Foreign Main Proceeding in South Africa by Paolo Pianezze, Robert Pasley, and Graham Mackinnon, as the Foreign Representatives of Cell C Proprietary Limited, at the U. S. Bankruptcy Court for the Southern District of New York.

    USA v. Seven Stratton Street (London) Ltd.: Forfeiture Complaint

    Forfeiture Complaint in USA v. Real Property in London Owned by Seven Stratton Street (London) Ltd. at the U. S. District Court for the Central District of California, part of the criminal investigation into 1Malaysia Development Berhad, a.k.a. 1MDB.

    City of Birmingham Retirement and Relief System v. ZTO Express (Cayman) Inc. et al: Class Action Complaint

    Class Action Complaint in City of Birmingham Retirement and Relief System v. ZTO Express (Cayman) Inc., Meisong Lai, Jianfa Lai, Jilei Wang, Xiangliang Hu, Baixi Lan, Xing Liu, Frank Zhen Wei, Jianmin (James) Guo, Morgan Stanley & Co. International Plc, Goldman Sachs (Asia) LLC, China Renaissance Securities (Hong Kong) Limited, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, and J.P. Morgan Securities LLC at the Circuit Court of Jefferson County, Alabama.

    USA v. JW Nile (BVI) Ltd. et al: Forfeiture Complaint

    Forfeiture Complaint in USA v. Any Rights to Profits, Royalties and Distribution Proceeds Owned By Or Owed To JW Nile (BVI) Ltd., JCL Media (EMI Publishing Ltd.), And/Or Jynwel Capital Ltd. Relating to EMI Publishing Group North America Holdings, Inc. and D.H. Publishing L.P. at the U. S. District Court for the Central District of California.

    New Zealand Superannuation Fund et al v. Novo Banco S.A.: Complaint

    Complaint in Guardians of New Zealand Superannuation, as manager and administrator of the New Zealand Superannuation Fund, of New Zealand; Andorra Gestió Agricol Reif, S.A.U. S.G.O.I.C., of Andorra; APWIA Fund SPC Ltd., of the British Virgin Islands; Olifant Fund Ltd., FYI Ltd., FFI Fund Ltd., Elliott International L.P., all of the Cayman Islands; The Liverpool Limited Partnership, of Bermuda; Karrick Limited, of Guernsey; GL Europe Luxembourg Sarl, Silver Point Luxembourg Platform Sarl, both of Luxembourg, and TDC Pensionskasse, of Denmark v. Novo Banco S.A., of Portugal, at the High Court of Justice, in England.

    USA v. Sani Abacha et al: Forfeiture Complaint

    Forfeiture Complaint in USA v. assets in the names of Mohammed Sani Abacha, Doraville Properties Corporation, Rayville International, S.A., Standard Alliance Financial Services Limited, Mecosta Securities, Inc., Ridley Group Limited, The Ridley Trust, Blue Holding (1) Pte. Ltd., and Blue Holding (2) Pte. Ltd. at the U. S. District Court for the District of Columbia.

    CFTC v. Nikolai Battoo et al: TRO Motion

    Plaintiff's Emergency Ex Parte Motion for Statutory Restraining Order, Asset Freeze, Preliminary Injunction, Expedited Discovery, Appointment of Receiver and Other Equitable Relief in U. S. Commodity Futures Trading Commission v. Nikolai Simon Battoo, BC Capital Group Holdings SA, BC Capital Management LLP, BC Capital Group Global, BC Capital Group Limited, BC Capital Group International Limited, and BC Capital Group SA at the U. S. District Court for the Northern District of Illinois.

    Rafat Kishtah v. HCA Holdings, Inc. et al: Class Action Complaint

    Class Action Complaint in Rafat Kishtah v. HCA Holdings, Inc., Richard Bracken, Milton Johnson, Christopher Birosak, John Connaughton, James Forbes, Kenneth Freeman, Thomas Frist III, William Frist, Chrostopher Gordon, Michael Michelson, James Momtazee, Stephen Pagliuca, Nathan Thorne, Bank of America Merrill Lynch, Citigroup Global Markets, Inc., JPMorgan Securities LLC, Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Morgan Stanley & Co., Wells Fargo Securities, Credit Agricole Securities (USA) Inc., Mizuho Securities USA Inc., RBC Capital Markets, LLC, RBS Securities Inc., SMBC Nikko Capital Markets Limited, SunTrust Robinson Humphrey Inc., Avondale Partners, LLC, Robert Baird & Co. Inc., Cowen and Company LLC, CRT Capital Group LLC, Lazard Capital Markets LLC, Leerink Swann LLC, Morgan Keegan & Company, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Susquehanna Financial Group LLLP, Samuel A. Ramirez & Company Inc., The Williams Capital Group, LP, Muriel Siebert & Co., Inc., Loop Capital Markets, LLC, Glecher & Company Securities, Inc., CastleOak Securities LP, Sanford C. Bernstein & Co., LLC, Caris & Company Inc., and Ernst & Young LLP at the U. S. District Court for the Middle District of Tennessee.

    Offshore hedge funds sue Porsche for alleged securities fraud

    Hedge funds in Bermuda, the British Virgin Islands, the Cayman Islands and the United States are seeking undisclosed damages against auto manufacturer Porsche for an alleged securities fraud. Details are contained in a civil complaint that was filed at the

    Goldman Sachs settles Stirling Cooke litigation for $450,000

    Funds controlled by Goldman Sachs have paid $450,000 to settle litigation brought by the Bankruptcy Trustee of Bermuda domiciled ex insurance broker AlphaStar Insurance Group, formerly known as Stirling Cooke Brown Holdings, which collapsed in 2003 after committing a fraud

    SEC v. Arthur Nadel et al: TRO Motion

    SEC's Emergency Motion for Temporary Restraining Order in United States Securities and Exchange Commission v. Arthur Nadel, Scoop Capital, LLC, and Scoop Management, Inc., as defendants, and Scoop Real Estate, L.P., Valhalla Investment Partners, L.P., Valhalla Management, Inc., Victory IRA Fund, Ltd., Victory Fund, Ltd., Viking IRA. Fund, LLC, Viking Fund, LLC, and Viking Management, as relief defendants, at the U. S. District Court for the Middle District of Florida.

    Scottish Re settles shareholders’ class action for $37.5 m

    Scottish Re Group Ltd., several current and former officers and directors, its auditor, and the underwriters of two public offerings of the reinsurer's shares in 2005 have agreed to pay $37.5 million in cash to settle a class action lawsuit.An order preliminarily approving the proposed settlement was issued by Shira A. Scheindlin at the U. S. District Court for the Southern District of New York on September 8, 2008.

    Stirling Cooke Bankruptcy Trustee seeks return of ‘fraudulent’ transfers

    Ten weeks after a judge dismissed the main counts of an $80 million claim against Goldman Sachs and others, the Bankruptcy Trustee of Bermuda-based AlphaStar Insurance Group Ltd., formerly known as Stirling Cooke Brown Holdings Ltd., has filed an amended complaint in which he is seeking reduced damages of just $815,638. The amended complaint was filed at the U. S. Bankruptcy Court for the Southern District of New York on April 29, 2008 by Richard E. O'Connell, the Bankruptcy Trustee of AlphaStar and several related entities.

    Goldman Sachs & Stirling Cooke’s D&O win legal victory regarding alleged fraud cover-up

    An action in New York to hold Goldman Sachs and several former officers and directors of Bermuda-based Stirling Cooke Brown Holdings Ltd. liable for allegedly "squandering" $80 million of the fraudulently-operated insurance broker's corporate assets has failed. On February 19, 2008, Chief U. S. Bankruptcy Judge Stuart M. Bernstein dismissed all of the core counts alleging fraud and breach of fiduciary duty against the Goldman Sachs and the D&O defendants in a complaint brought by the group's Bankruptcy Trustee, Richard O'Connell, at the U. S. Bankruptcy Court for the Southern District of New York.

    De-Registration of Funds: February 29, 2008

    The Cayman Islands Monetary Authority wishes to advise that the following mutual funds have either been struck off the Companies Register of the General Registry or dissolved. However, they failed to satisfy the Authority's termination requirements. Effective 29th February 2008, the named funds have been removed from the Authority's register.

    Basis Yield Alpha Fund: Chapter 15 Petition

    Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the Cayman Islands by Hugh Dickson, Stephen Akers, and Paul Billingham, as the Foreign Representatives of Basis Yield Alpha Fund (Master), at the U. S. Bankruptcy Court for the Southern District of New York.