Morgan Stanley

Complaint in Caribbean Commercial Investment Bank Ltd. v. Caribbean Commercial Bank (Anguilla) Ltd., National Commercial Bank of Anguilla Ltd., and Eastern Caribbean Central Bank at the U. S. Bankruptcy Court for the Southern District of New York.

Criminal Indictment in USA v. Jose Manuel Saiz Pineda, Martin Alberto Medina Sonda, and Silvia Beatriz Perez Caballos at the U. S. District Court for the Southern District of Texas.

Petition for the Court's sanction for a Scheme of Arrangement in the matter of Chinalco Mining Corporation International at the Grand Court of the Cayman Islands.

Reasons for Judgment in Primeo Fund (in Official Liquidation) v. Bank of Bermuda (Cayman) Limited and HSBC Securities Services (Luxembourg) S.A. and Primeo Fund (in Official Liquidation) v. Pioneer Alternative Investment Management Limited at the Grand Court of the Cayman Islands.

Petition in Right Brain Limited, Stong Bond Ltd., Eight Dragon Success Ltd., AutoLee Ltd., Symmetrysky Ltd. and Future Power Holdings Limited v. Autohome Inc. at the Grand Court of the Cayman Islands.

Memorandum of Caledonian Bank Ltd. and Caledonian Securities Ltd, in further support of the proposed settlement with the SEC in the U. S. Securities and Exchange Commission v. Caledonian Bank Ltd. and Caledonian Securities Ltd. at the U. S. District Court for the Southern District of New York.

SEC's Motion for Temporary Restraining Order in U. S. Securities and Exchange Commission v. Interinvest Corporation, Inc. and Hans Peter Black at the U. S. District Court for the District of Massachusetts.

Verdmont Capital's opposition to SEC's asset freeze application in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A. and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.

Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the Cayman Islands by Keiran Hutchison and Claire Loebell, as the Foreign Representatives of Caledonian Bank Limited, at the U. S. Bankruptcy Court for the Southern District of New York.

Petition to Confirm Arbitration Award in Morgan Stanley Smith Barney LLC and Morgan Stanley Smith Barney FA Notes Holdings LLC v. Leopold Thomas Monaco at the U. S. District Court for the District of Colorado.

Judgment in Morgan Stanley & Co. International Plc v. SRT Capital SPC Ltd. at the Grand Court of the Cayman Islands.

Order of Dismissal in Morgan Stanley & Co. International Plc v. SRT Capital SPC Ltd. at the Grand Court of the Cayman Islands.

Stop Notice by Mashreqbank psc regarding shares in DIC Sahir Limited owned by Dubai Holding Investments Group LLC, filed at the Grand Court of the Cayman Islands.

Order in Morgan Stanley & Co. International Plc v. SRT Capital SPC Ltd. at the Grand Court of the Cayman Islands.

Eleven investors in six collapsed hedge funds known as the SPhinX Group are trying to remove Kenneth Krys and Margot MacInnis, of KRyS Global, as joint official liquidators and replace them with Kris Beighton and Richard Heis, of KPMG.

Petition in Morgan Stanley & Co. International Plc v. SRT Capital SPC Ltd. at the Grand Court of the Cayman Islands.

SPhinX Group of Companies - Letter to Creditors and Investors from Joint Official Liquidators - August 19, 2013

Application for Judicial Assistance by Neil Mather, Christopher Morris and Alan Roberts, as liquidators of Carlyle Capital Corporation Limited (in liquidation) at the U. S. District Court for the Southern District of New York.

Temporary Restraining Order Freezing Assets and Granting Other Relief in U. S. Securities and Exchange Commission in Brian Raymond Callahan, Horizon Global Advisors, Ltd., and Horizon Global Advisors, LLC at the U. S. District Court for the Eastern District of New York.

Petition to Quash IRS Summonses in Avik Kaufman and Pauline Kaufman v. IRS at the U. S. District Court for the Southern District of Texas.

Class Action Complaint in Rafat Kishtah v. HCA Holdings, Inc., Richard Bracken, Milton Johnson, Christopher Birosak, John Connaughton, James Forbes, Kenneth Freeman, Thomas Frist III, William Frist, Chrostopher Gordon, Michael Michelson, James Momtazee, Stephen Pagliuca, Nathan Thorne, Bank of America Merrill Lynch, Citigroup Global Markets, Inc., JPMorgan Securities LLC, Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Morgan Stanley & Co., Wells Fargo Securities, Credit Agricole Securities (USA) Inc., Mizuho Securities USA Inc., RBC Capital Markets, LLC, RBS Securities Inc., SMBC Nikko Capital Markets Limited, SunTrust Robinson Humphrey Inc., Avondale Partners, LLC, Robert Baird & Co. Inc., Cowen and Company LLC, CRT Capital Group LLC, Lazard Capital Markets LLC, Leerink Swann LLC, Morgan Keegan & Company, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Susquehanna Financial Group LLLP, Samuel A. Ramirez & Company Inc., The Williams Capital Group, LP, Muriel Siebert & Co., Inc., Loop Capital Markets, LLC, Glecher & Company Securities, Inc., CastleOak Securities LP, Sanford C. Bernstein & Co., LLC, Caris & Company Inc., and Ernst & Young LLP at the U. S. District Court for the Middle District of Tennessee.

Judgment in Rothwell, Ltd. v. USA at the U. S. District Court for the Central District of California.

Findings of Fact in Rothwell, Ltd., of the Cayman Islands, v. USA at the U. S. District Court for the Central District of California.

Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Bermuda by Michael Morrison, Charles Thresh, and Richard Heis, as the Foreign Representatives of Millennium Global Emerging Credit Master Fund Limited and Millennium Global Emerging Credit Fund Limited, at the U. S. Bankruptcy Court for the Southern District of New York.

List of Witnesses and Exhibits in Rothwell, Ltd. v. USA at the U. S. District Court for the Central District of California.

Complaint filed by Global Access Investment Advisor LLC and Global Access Consultoria Financeira Ltda against Oscar Lopes, Pali Capital Inc. and BANIF Banco Internacional Do Funchal (Cayman) Ltd. at New York State Supreme Court.

Emergency Motion for Temporary Restraining Order in International Schools Services, Inc. v. AAUG Insurance Company, Ltd. and Gregor Gregory at the U. S. District Court for the Southern District of Florida.

Stop Notice by MS China 3 Limited regarding one share in China Kingstone Mining Holdings Limited owned by Wongs Investment Development Holdings Group Limited, filed at the Grand Court of the Cayman Islands.

A Cayman Islands corporation is suing the United States Government for the return of assets totaling $20 million that were taken from its account at Morgan Stanley in California to help satisfy $33 million in alleged tax liabilities of convicted

Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Kazakhstan by Anvar Galimullaevich Saidenov, as the Foreign Representative of JSC BTA Bank, at the U. S. Bankruptcy Court for the Southern District of New York.

Petition by J. P. Morgan Trust Company (Cayman) Limited In the Matter of Steel Partners II (Offshore) Ltd. at the Grand Court of the Cayman Islands.

Three insurers with Bermuda connections will be closely watching a securities class action complaint filed against rating agencies McGraw Hill Companies, which owns Standard & Poor's, and Moody's Corp. investment bank Morgan Stanley and others in California.Allied World Assurance Company

Bermuda-based Security Capital Assurance Ltd., in which XL Capital owns a 46% stake, has been hit with a new wave of class action lawsuits. Already facing class action litigation brought on behalf of shareholders for alleged fraud, the latest lawsuits seek to recover damages on behalf of purchasers of municipal derivatives from January 1, 1992 to the present. The latest class action complaints - numbering three so far - were filed at three different federal courts in the United States from March 12 to April 23, 2008, with eight municipalities or cities and one university as the specimen plaintiffs.

An account at Cayman National Bank was used by an Italian family to help defraud a state supported Italian bank out of approximately US$576 million in a scheme that also involved bribing a judge to fix litigation, it has been

Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the Cayman Islands by Hugh Dickson, Stephen Akers, and Paul Billingham, as the Foreign Representatives of Basis Yield Alpha Fund (Master), at the U. S. Bankruptcy Court for the Southern District of New York.

Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Bermuda by Mark Smith, as the Foreign Representative of New World Network International Ltd., at the U. S. Bankruptcy Court for the Southern District of New York.

Article based on an application for the appointment of a Commissioner to collect evidence for a criminal investigation into alleged fraud - pursuant to a request for judicial assistance from Italy - that was filed at federal court in the USA on March 15, 2004. Individuals and businesses mentioned in the request for assistance include Parmalat SpA, Morgan Stanley, Bank of America, Citibank, Antonella Ioffredi, Silvia Cavallari, Web Holding Inc., Western Alps Foundation, Boston Holding Corporation, Boston Financial Corporation, Endeavours Fund, Latitalia Group Corporation, Louis Caiola, Heather Lee Harrison, Steven Alan White, Jeffrey Scott White, Epicurum Fund Management Service LLC, Cotton Wood Management Services Inc., Thomas B. Bratvet, Angela D. Williams, NYTE Investments LLC, Calisto Tanzi, Giovanni Tanzi, Anna Maria Tanzi, Fausto Tonna, Parmalat Capital Finance, Gian Paolo Zini, Heather Lee Harrison, Buconero LLC, Calisto Tanzi, Fausto Tonna, Luciano Del Soldato, Maurizio Bianchi, Lorenzo Penca, Claudio Pessina, Gianfranco Bocchi, Gian Paolo Zini, Giovanni Bonici, Stefano Tanzi, Franco Gorreri, Domenico Barilli, Giovanni Tanzi, Paola Visconti, Francesco Giufreddi, Luciano Silingardi, Fabio Branchi, Angelo Ugolotti, Donatella Alinovi, Claudio Baratta, Alberto Maurizio Ferraris, Curcastle Corporation, Carital Food Distributors NV, Bonlat Company, Hit International, and ITC&P SpA.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Italy into Calisto Tanzi, Fausto Tonna, Luciano Del Soldato, Maurizio Bianchi, Lorenzo Penca, Claudio Pessina, Gianfranco Bocchi, Gian Paolo Zini, Giovanni Bonici, Stefano Tanzi, Franco Gorreri, Domenico Barilli, Giovanni Tanzi, Paola Visconti, Francesco Giufreddi, Luciano Silingardi, Fabio Branchi, Angelo Ugolotti, Donatella Alinovi, Claudio Baratta and Alberto Maurizio Ferraris for alleged bankruptcy fraud and related crimes regarding Parmalat SpA.

Proposed U. S. Legislation; Asset Recovery - Rita Laframboise, Queen of the Reloads!; and Rant.

Investors in a British Virgin Islands-registered offshore hedge fund with ties to convicted or suspected fraudsters might be staring at losses totalling $400 million. That is the capital contribution believed to have gone into Lancer Offshore Inc., much of whose "assets" comprise interests in dubious, loss-making, penny stock firms whose shares are thinly-traded.

Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Belgium into Global Security Management Association Inc. for alleged fraud.

Complaint in Glade W. James, individually and as Trustee; Kirt W. James, Intrepid International Ltd., HJS Financial Services, Inc., Shibewalt Management, Inc., Intrepid International SA, Oasis Entertainment, LLC, Oasis Entertainment's Fourth Movie Project, Oasis Entertainment Corp, and Glenneyre Capital Corp. v. Richard Day, American Registrar & Transfer Co., Greg Harry, Jeff Harry, Jenna Harry, William S. Stocker, J. Dan Sifford, Jr., Karl E. Rodriguez, Karl E. Rodriguez Ltd., JeffJena Ltd., Anneius Equity Management, Inc., Polyandrous Trading Group Ltd., Exim International Inc., Glenneyre Equity Group Ltd., Dana Leasing, Inc., Patagonia Development SA, Patagonia Commercial SA, Quicksilver Development SA, Marshall Worldwide Ltd., Titan Capital SA, B&V Union Technologies Inc., Jozette Jamie Lee, Pam Fernley, Gaynell T. Harry, The Leeward Family Trust, The Albright Living Trust, Laurencio Jaen, Leopoldo Kennion, Teodoro F. Franco, Nixia Aurora Zerna, Kevin Harrington, Tim Harrington, Reliant Interactive Media Corp., Union Bank of California, Union Securities Ltd., Dominic Busto, Madison Stock Transfer, Inc., Michael Ajzenman, Bank of Montreal, Deborah Caldwell, Equitrade Securities Inc., Don Carrig, Stephen H. Roebuck, Kim Carroll, Canaccord Capital Corp., Brad Scharfe, John Skinner, MJK Clearing Services, Royal Bank of Canada, West America Securities, Banco de Costa Rica, Yorkton Securities, Tar Financial Group Inc., Cal Meese, Tarja Mordo, Morgan Stanley Dean Witter & Co., Richard Frank, Emily Ysais, Global Securities, Steve Regoci, Dundee Securities, John Horword, ED&P Investments AG, Erwin Haas, MFC Merchant Bank SA, Marta Pardo, Michael Smith, Golden Capital Securities, Ltd., Mellon Securities Trust Corp., Swiss American Securities, Lines Overseas Management, Trevo Kidd, Cardinal Capital Management Inc., Chris Dorst, Bank August Roth AG, Credit Lyonnais (Schweiz) AG, Bank Sal. Oppenheim jr. & Cie. (Schweiz) Ltd., Public Securities, and Michael Bascetta at the U. S. District Court for the District of Utah.

PricewaterhouseCoopers filed a $1 billion IPO with the SEC on May 2 in a spin off of its management consulting and technology services division under the umbrella of a Bermuda domiciled holding company.The IPO for PWCC Ltd., which was incorporated

Short sales in the stock of XL Capital increased sharply on NYSE in September but there is no hard evidence that investors were acting on pre knowledge of the terrorist attacks in New York.Short sales of XL stock amounted to

Anne Kast, the Bermuda-based investment advisor who runs the Bermuda Insurance Index Fund, may have been ruing the timing of a recent full-page advertisement in The Royal Gazette newspaper. In an effort to drum up business for the fund, which was launched last year at $10 and is now at $9.40, readers were treated to massively optimistic buy recommendations of Bermuda's insurance stocks from analysts such as Morgan Stanley, Prudential, Merrill Lynch and Warburg Dillon.

Norman Rosenthal, a senior securities analyst with Wall Street investment firm Morgan Stanley, heaped praise on the Bermuda insurance and reinsurance market yesterday.Mr. Rosenthal, whom the press had been notified in advance was a hard-hitting talker, didn't have a bad word to say about the island's industry during an address yesterday at a lunch organised by Bermuda Insurance Institute.

In the Matter of Morgan Stanley Offshore Investment Company Ltd. - Grand Court of the Cayman Islands