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OANDA Corp.: $200K Settlement

Decision by the National Futures Association that OANDA Corporation, described as a "forex dealer member, futures commission merchant, retail foreign exchange dealer and forex firm headquartered in Toronto, Canada", has "agreed to pay a fine of $200,000" to settle a regulatory investigation.

OANDA Corporation: $500K Fine

Administrative Order imposing a fine of $500,000 on OANDA Corporation, of Toronto, Canada, before the Commodity Futures Trading Commission.