RBC

Proposed Settlement in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd. and Caledonian Securities Ltd. at the U. S. District Court for the Southern District of New York.

Writ of Summons in William Ritter and Geneva Insurance SPC Limited v. Butterfield Bank (Cayman) Limited at the Grand Court of the Cayman Islands.

Originating Summons in RBC Royal Bank (Cayman) Ltd. v. Sheila Connor at the Grand Court of the Cayman Islands.

Motion for Default Judgment against Clear Water Securities, Inc. and Legacy Global Markets S.A. in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Verdmont Capital S.A., Clear Water Securities, Inc. and Legacy Global Markets S.A. at the U. S. District Court for the Southern District of New York.

Writ of Summons in Frank Swarres McField v. Campbells, Kirsten Houghton, Ross McDonough, RBC Royal Bank (Bahamas) Limited, RBC Royal Bank (Cayman) Limited, Clyde Allen, Sean Miniter, Woodward DaCosta, a.k.a. Woody DaCosta; and Strand Property Limited at the Grand Court of the Cayman Islands.

Specially Endorsed Writ of Summons in Robert Robinson and Theresa Eleanor Chin v. National Building Society of Cayman at the Grand Court of the Cayman Islands.

Writ of Summons in RBC Royal Bank (Cayman) Ltd. v. Ruel Miller and Julie Miller at the Grand Court of the Cayman Islands.

Writ of Summons in RBC Royal Bank (Cayman) Ltd. v. Steve McField at the Grand Court of the Cayman Islands.

SEC's Motion for Temporary Restraining Order in U. S. Securities and Exchange Commission v. Interinvest Corporation, Inc. and Hans Peter Black at the U. S. District Court for the District of Massachusetts.

First Amended Complaint in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A., and Verdmont Capital, S.A. at the U. S. District Court for the Southern District of New York.

Winding Up Petition in NYROY/RBC Acct. # 1583 Pledged to Royal Bank of Canada v. Harbinger Class PE Holdings (Cayman) Ltd. at the Grand Court of the Cayman Islands.

Amended Petition for the Recall of a Voluntary Liquidation in Muirfield Capital Management LLC v. The Muirfield Offshore SPC, Ltd. at the Grand Court of the Cayman Islands.

Affidavit by Paul Yabsley, Senior Analyst in the Enforcement Division of The Guernsey Financial Services Commission, in The Guernsey Financial Services Commission v. Lancelot Management Limited, The Global Mutual Fund PCC Limited, The Universal Mutual Fund ICC Limited, The Worldwide Mutual Fund PCC Limited, and The Trinity Global Fund at The Royal Court of Guernsey.

The Public Prosecutor in France has recommended that Royal Bank of Canada Trust Company (Bahamas) Limited be criminally prosecutors for alleged tax fraud and money laundering concerning a trust for which the company serves as trustee.

Verdmont Capital's opposition to SEC's asset freeze application in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A. and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.

Complaint in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Verdmont Capital, S.A., Clear Water Securities, Inc. and Legacy Global Markets S.A. at the U. S. District Court for the Southern District of New York.

Nineteen more claw-back lawsuits seeking a combined US$65 m have been filed in the Cayman Islands by the liquidators of Weavering Macro Fixed Income Fund against banks, investment funds and other firms in Bermuda, Canada, Cayman, Curacao, France, Guernsey, Hong Kong, Ireland, Jersey, Luxembourg, Singapore, and Switzerland.

Writ of Summons in Weavering Macro Fixed Income Fund Limited v. RBC Dexia Investor Services Bank S.A. at the Grand Court of the Cayman Islands.

Writ of Summons in Weavering Macro Fixed Income Fund Limited v. Royal Bank of Canada at the Grand Court of the Cayman Islands.

Royal Bank of Canada has agreed to pay a $35 million fine to settle a regulatory lawsuit in the United States in which it was accused of perpetrating a "multi-hundred million dollar" fraud through its operations in the Bahamas, Cayman Islands, London, Luxembourg, New York and Toronto.

Consent Order in U. S. Commodity Futures Trading Commission v. Royal Bank of Canada at the U. S. District Court for the Southern District of New York.

Criminal Information in USA v. Albert Joseph Scipione at the U. S. District Court for the Middle District of Florida.

Writ of Summons in RBC Royal Bank (Cayman) Ltd. v. Kirt Watler at the Grand Court of the Cayman Islands.

Writ of Summons in RBC Royal Bank (Cayman) Ltd. v. Nathaniel Tibbetts at the Grand Court of the Cayman Islands.

Originating Summons in RBC Royal Bank (Cayman) Limited v. Ronald Stanley Leslie Wilson at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Trident VIII Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Trident XII, Ltd. owned by Shelf Drilling Holdings, Ltd., filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Trident XIV Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Adriatic 1 Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Adriatic 9 Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Parameswara Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Ventures Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Offshore Resources Limited II owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Key Hawaii Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Ron Tappmeyer, Ltd. owned by Shelf Drilling Holdings, Ltd., filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling C.E. Thornton, Ltd. owned by Shelf Drilling Holdings, Ltd., filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling J.T. Angel, Ltd. owned by Shelf Drilling Holdings, Ltd., filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Key Singapore Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Offshore Holdings Limited owned by Shelf Drilling Holdings, Ltd., filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Offshore Resources Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Randolph Yost, Ltd. owned by Shelf Drilling Holdings, Ltd., filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Services Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling (Gabon), Ltd. owned by Shelf Drilling Holdings, Ltd., filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling (Mediterranean) Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Trident VIII Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling International, Inc. owned by Shelf Drilling Offshore Holdings Limited at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Galloway Limited owned by Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling F.G. McClintock, Ltd. owned by Shelf Drilling Holdings, Ltd., filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Adriatic 1 Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.

Stop Notice by RBC Europe Limited regarding shares in Shelf Drilling Adriatic X Limited owned by Shelf Drilling Offshore Holdings Limited, filed at the Grand Court of the Cayman Islands.