Sabby Volatility Warrant Master Fund

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    SEC v. Hal Mintz et al: Complaint (‘Fraudulent Trading’)

    Complaint alleging "a long running fraudulent scheme involving abusive "naked" short selling, order mismarking, and other violative trading" involving entities in the Cayman Islands and USA in U.S. Securities and Exchange Commission v. Hal D. Mintz and Sabby Management LLC at the U.S. District Court for the District of New Jersey.

    Sabby Volatility Warrant Master Fund Ltd. et al v. Kevin Kennedy et al: Complaint

    Complaint in Sabby Volatility Warrant Master Fund Ltd., of the Cayman Islands; SZOP Multistrat LP, Alto Opportunity Master Fund SPC-Segregated Master Portfolio B, of the Cayman Islands; Hudson Bay Master Fund Ltd., of the Cayman Islands, and Walleye Opportunities Master Fund Ltd., of the Cayman Islands v. Kevin J. Kennedy, Patrick Archambault, Jim DiSanto, Karen Francis, Tamer Hassanein, Lisa Kelley, Thomas M. Rohrs, and Tianyue Yu at the U.S. District Court for the Southern District of New York.

    Sabby Volatility Warrant Master Fund Ltd. et al v. Kiromic BioPharma Inc. et al: Complaint

    Complaint in Sabby Volatility Warrant Master Fund Ltd., of the Cayman Islands; Empery Asset Master Ltd., of the Cayman Islands; Empery Tax Efficient LP, of Delaware, and Empery Tax Efficient III LP, of Delaware v. Kiromic BioPharma Inc., Maurizio Chiriva-Internati, Tony Tontat, Gianluca Rotino, Pietro Bersani, Americo Cicchetti, Michael Nagel, and Jerry Schneider at the U. S. District Court for the Southern District of New York.