U. S. Securities and Exchange Commission

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    SEC v. Cobalt Multifamily Investors I, LLC et al: Complaint

    Complaint in U. S. Securities and Exchange Commission v. Cobalt Multifamily Investors I, LLC, Cobalt Multifamily Co. I, LLC, Cobalt Capital Funding, LLC, Mark A. Shapiro, Irving J. Stitsky, and William B. Foster, as defendants, and Vail Mountain Trust, as relief defendant, at the U. S. District Court for the Southern District of New York.

    SEC v. Z-Par Holdings Inc. et al: TRO Motion

    Motion for Temporary Restraining Order in U. S. Securities and Exchange Commission v. Z-Par Holdings Inc., Z-Par Investment Fund II, Larry Michael Parrish, and Michael Edward Zimmerman, as defendants, and Edward Akopian and Capital Ban Corp., as relief defendants, at the U. S. District Court for the District of Maryland.

    SEC v. Z-Par Holdings Inc. et al: Complaint

    Complaint in U. S. Securities and Exchange Commission v. Z-Par Holdings Inc., Z-Par Investment Fund II, Larry Michael Parrish, and Michael Edward Zimmerman, as defendants, and Edward Akopian and Capital Ban Corp., as relief defendants, at the U. S. District Court for the District of Maryland.

    SEC v. Pension Fund of America L.C. et al: Complaint

    Complaint alleging securities fraud in U. S. Securities and Exchange Commission v. Pension Fund of America L.C., of Florida; PFA Assurance Group Ltd., of the Cayman Islands; PFA International Ltd., of the Cayman Islands; Claren TPA LLC, of Florida; Luis M. Cornide, of Florida, and Robert de la Riva, of Florida, at the U. S. District Court for the Southern District of Florida.

    SEC v. Pension Fund of America L.C. et al: TRO Motion

    Emergency Ex Parte Motion for Temporary Order Freezing Assets in U. S. Securities and Exchange Commission v. Pension Fund of America L.C., of Florida; PFA Assurance Group Ltd., of the Cayman Islands; PFA International Ltd., of the Cayman Islands; Claren TPA LLC, Luis M. Cornide, and Robert de la Riva, all of Florida, at the U. S. District Court for the Southern District of Florida.

    SEC v. Philip Sexauer: Judgment

    Judgment in U. S. Securities and Exchange Commission v. Philip Sexauer at the U. S. District Court for the Northern District of Illinois.

    SEC v. Treyton Thomas et al: Complaint

    Complaint alleging securities fraud involving, inter alia, Imagis Technologies, Inc., of Canada, and Indo Sakura Trust Ltd., of Nevis, in U. S. Securities and Exchange Commission v. Treyton L. Thomas and Pembridge Group Ltd., of the Cayman Islands, at the U. S. District Court for the District of Massachusetts.

    SEC v. Andrew J. Zahn et al: Complaint

    Complaint in U. S. Securities and Exchange Commission v. Andrew J. Zahn, Cynthia K. Berryman, and Philip J. Sexauer at the U. S. District Court for the Northern District of Illinois.

    SEC v. Eric Resteiner, et al: Final Judgment

    Final Judgment against Eric Resteiner and Voldemar VonStrasdas in U. S. Securities and Exchange Commission v. Eric Resteiner, Bunker Hill Aviation, LLC, Miles M. Harbur, and Charles G. Dyer, Resource F, LLC at the U. S. District Court for the District of Massachusetts.

    SEC v. Eric Resteiner et al: Complaint

    Complaint in U. S. Securities and Exchange Commission v. Eric Edward Resteiner, Voldemar A. VonStrasdas, Miles M. Harbur, Charles G. Dyer, Resource F, LLC, and Bunker Hill Aviation, LLC at the U. S. District Court for the District of Massachusetts.

    SEC v. Austria Trust Company Ltd. et al: Complaint

    Complaint alleging fraud in U. S. Securities and Exchange Commission v. Austria Trust Company Ltd., of Belize; Bobby Lee Rodgers, and Glen Moyer, as Defendants, and City (U.K.) Ltd., as Relief Defendant, at the U. S. District Court for the Western District of Tennessee.