UBS

Indictment in USA v. Daniela Casadei and Fabio Frazzetto at the U. S. District Court for the Southern District of New York.

Eight more offshore banks are currently being criminally investigated in the United States for suspected involvement in helping U. S. taxpayers commit tax evasion, it has been disclosed.

Application of Anton Stoeckl for Judicial Assistance for an investigation into alleged fraud involving GK Finance, George Kallis, Brian Rance, and Fintop Ltd. at the U. S. District Court for the Southern District of New York.

Registration Details for Meyrin Investors obtained from the Cayman Islands Registrar of Companies on September 5, 2011. This company was used by UBS client Robert E. Greeley to commit tax fraud against the USA.

Registration by UBS Leasing AG of a charge over the shares of Montkaj Ltd. that are beneficially-owned by HRH Prince Mohammad Bin Fahd Bin Abdul Aziz Al Saud, of Saudi Arabia, at the Grand Court of the Cayman Islands.

Transcript of Plea Hearing in USA v. Anton Ginzburg at the U. S. District Court for the Eastern District of New York.

Reasons for Ruling In the Matter of Highland Crusader Fund II, Ltd. at Bermuda Supreme Court.

Plea Agreement by Robert E. Greeley in the tax evasion criminal case of 'USA v. Robert E. Greeley' at the U. S. District Court for the Northern District of California.

Indictment in USA v. Martin Lack at the U. S. District Court for the Southern District of Florida.

Indictment by USA against Beda Singenberger at the U. S. District Court for the Southern District of New York.

Class action complaint in Matthew Thomas and Himanshu Patel v. UBS AG at the U. S. District Court for the Northern District of Illinois.

Criminal Information in USA v. Anton Ginzburg at the U. S. District Court for the Eastern District of New York.

Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Bermuda by Michael Morrison, Charles Thresh, and Richard Heis, as the Foreign Representatives of Millennium Global Emerging Credit Master Fund Limited and Millennium Global Emerging Credit Fund Limited, at the U. S. Bankruptcy Court for the Southern District of New York.

Writ of Summons filed at the Grand Court of the Cayman Islands by SPhinX Ltd. (In Official Liquidation), SPhinX Strategy Fund Ltd. (In Official Liquidation), PlusFunds Manager Access Fund SPC Ltd. (In Official Liquidation), SPhinX Managed Futures Fund SPC (In Official Liquidation), and SPhinX Plus SPC Ltd. (In Official Liquidation) against Refco Public Commodity Pool LP, formerly known as S&P Managed Futures Index Fund LP; Rydex Capital Partners SPhinX Fund, Rydex Capital Partners I LLC, King Tut Investments LLC, Global Macro Fund Ltd., Index Recovery Company LP, formerly known as SPhinX Managed Futures Index Fund LP; SPhinX Managed Futures LP, Refco Offshore Managed Futures Fund Ltd. (In Voluntary Liquidation), Merrill Lynch International, JP Morgan Securities Ltd., Deutsche Bank London Branch, SPhinX Access Limited, KBC Investment Limited, OFI Palmares, formerly known as Ofivalmo Palmares; Societe Generale Bank & Trust Luxembourg, UBS AG London Branch; Citco Global Custody NV, Bawag PSK Invest GmbH, Multi Strategy Fund Ltd., BIH SA, CDP Capital Inc., Bawag PSK Bank, Qatar Telecom, Cominvest Asset Management GmbH, HFC Ltd., and HFC LLC.

Plea Agreement in USA v. Sean Roberts at the U. S. District Court for the Eastern District of California.

Plea Agreement in USA v. Nadia Roberts at the U. S. District Court for the Eastern District of California.

Criminal Information in USA v. Sean Roberts and Nadia Roberts at the U. S. District Court for the Eastern District of California.

Criminal Information filed by the USA against Robert E. Greeley U. S. District Court for the Northern District of California.

Judgment in a Criminal Case in USA v. Harry Abrahamsen at the U. S. District Court for the District of New Jersey.

Order granting permanent injunction in UBS AG, UBS Securities LLC, and UBS Financial Services Inc. v. Jeffrey Chernick and Simba International Ltd. at the U. S. District Court for the Southern District of New York.

Superseding Indictment in USA v. Kenneth Heller at the U. S. District Court for the Southern District of New York.

Judgment in a Criminal Case in USA v. Jeffrey Chatfield at the U. S. District Court for the Southern District of California.

Complaint filed by Vault Global Opportunities LP, Vault Global Opportunities Master Fund Ltd., and Vault Global Opportunities Offshore Ltd. against Rothstein Kass & Co. and JD Clark & Co. at New York State Supreme Court.

Judgment in USA v. Arthur Joel Eisenberg at the U. S. District Court for the Western District of Washington.

Defendant's Reply to USA's Sentencing Memorandum in USA v. Arthur Joel Eisenberg at the U. S. District Court for the Western District of Washington.

Government's Sentencing Memorandum in USA v. Arthur Joel Eisenberg at the U. S. District Court for the Western District of Washington.

Defendant's Sentencing Memorandum in USA v. Arthur Joel Eisenberg at the U. S. District Court for the Western District of Washington.

Criminal Complaint in USA v. Christos Bagios at the U. S. District Court for the Southern District of Florida.

Plea Agreement in USA v. Renzo Gadola at the U. S. District Court for the Southern District of Florida.

Statement of Facts in USA v. Renzo Gadola at the U. S. District Court for the Southern District of Florida.

Judgment in a Criminal Case in USA v. Leonid Zaltsberg at the U. S. District Court for the District of New Jersey.

Plea Agreement in USA v. Arthur Joel Eisenberg at the U. S. District Court for the Western District of Washington.

Criminal Complaint in USA v. Renzo Gadola at the U. S. District Court for the Southern District of Florida.

Criminal Information in USA v. Renzo Gadola at the U. S. District Court for the Southern District of Florida.

Originating Application filed In the Matter of UBS AFA Private Equity GP Limited at the Grand Court of the Cayman Islands.

Judgment Regarding Liquidator's Remuneration In the Matter of Caledonia Corporate Management Group Limited at Bahamas Supreme Court.

Plea Agreement in USA v. Lucille Jackson at the U. S. District Court for the District of New Jersey.

Criminal Information in USA v. Lucille Abrahamsen Jackson at the U. S. District Court for the District of New Jersey.

Criminal Information in USA v. Jeffrey Chatfield at the U. S. District Court for the Southern District of California.

Amendment to Deferred Prosecution Agreement in USA v. UBS AG at the U. S. District Court for the Southern District of Florida.

Winding Up Petition in UBS Fund Services (Cayman) Ltd. v. Blue Elite Fund Ltd. at the Grand Court of the Cayman Islands.

Criminal Information in USA v. Suzanne Seggerman at the U. S. District Court for the Southern District of New York.

Judgment in a Criminal Case in USA v. Jules Robbins at the U. S. District Court for the Southern District of New York.

Defendant's Sentencing Memorandum in USA v. Jules Robbins at the U. S. District Court for the Southern District of New York.

Prominent Cayman Islands based businessman Naul Bodden has agreed to pay US$3.3 million to settle his liabilities to a fund group he controlled whose investors were defrauded out of US$19 million, including two banks licensed in Barbados and two hedge

Winding Up Petition In the Matter of Polygon Global Opportunities Fund at the Grand Court of the Cayman Islands.

Stop Notice by UBS Leasing AG regarding shares in L.A. Aviation owned by Saad Aden R. Hariri, filed at the Grand Court of the Cayman Islands.

Petition In the Matter of Oxford Alternative Strategy Fund at the Grand Court of the Cayman Islands.

Winding Up Petition in UBS Fund Services (Cayman) Ltd. v. Blue Elite Fund, Ltd. at the Grand Court of the Cayman Islands.

Winding-Up Petition In the Matter of Wyser-Pratte Eurovalue Fund Ltd. at the Grand Court of the Cayman Islands.