Wells Fargo

Wells Fargo Clearing Services LLC: $7M Fine

Administrative Order by the U.S. Securities and Exchange Commission imposing a fine of $7 million on Wells Fargo Clearing Services LLC for "failure to timely file certain suspicious activity reports between April 2017 and October 2021" involving wire transfers "to or from certain foreign countries determined to be at a high risk or moderate risk for money laundering, terrorist financing or other illegal monetary movements", including "Costa Rica, Turkey, Honduras, the British Virgin Islands, Antigua, Cayman Islands, Ukraine, and Guernsey".

Yuan Hsu v. Wells Fargo Bank: Discovery Application

Application by Yuan Hsu, a resident of Taiwan, to take discovery from Wells Fargo Bank NA for use in criminal proceedings in Taiwan alleging "embezzlement and theft" by Ping Hsu, described as "the Petitioner's daughter", regarding the Estate of the Petitioner's husband, filed at the U.S. District Court for the Northern District of California.

Portugal: Wells Fargo (‘Crypto-Based Asset Recovery Fraud’)

Application for the appointment of a Commissioner to collect evidence from Wells Fargo - pursuant to a request for judicial assistance from Portugal - for use in a criminal investigation into an "unknown subject" for a suspected cryptocurrency-related asset recovery fraud following an apparent cryptocurrency-related investment fraud.

Sergio Gersztein v. HSBC et al: Discovery Application

Application by Sergio Gersztein to take discovery from HSBC Republic, a division of HSBC Bank USA; Swiss Bank Corporation - New York Branch, UBS AG - New York Branch, Safra National Bank of New York, JPMorgan Chase Bank NA, and Wells Fargo Bank NA for use in legal proceedings in Argentina involving an Estate's assets.

Portugal: Huntington National Bank et al (‘N95 Masks Fraud’)

Application for the appointment of a Commissioner to collect evidence from Huntington National Bank and Wells Fargo Bank - pursuant to a request for judicial assistance from Portugal - for a criminal investigation into suspected fraud by an "unknown subject".

Poland: TD Bank NA et al (‘Romance Fraud’)

Application for the appointment of a Commissioner to collect evidence from TD Bank NA and Wells Fargo Bank NA - pursuant to a request for judicial assistance from Poland - for a criminal investigation into suspected fraud by an "unknown subject(s)".

Banco Santander (Brasil) SA v. Citibank NA et al: Discovery Application

Application by Banco Santander (Brasil) SA to take discovery from Citibank NA, The Bank of New York Mellon, Société Générale, New York Branch; HSBC Bank USA NA, BNP Paribas USA, JPMorgan Chase Bank NA, Barclays Bank Plc, Bank of America NA, Wells Fargo Bank NA, and The Clearing House Payments Company LLC for use in legal proceedings alleging fraud in São Paulo, Brazil "against Ducoco Produtos Alimenticios S/A, Ducoco Alimentos S/A, Malibu Holding S/A, and Nelson Nogueira Pinheiro", filed at the U. S. District Court for the Southern District of New York.

Yuan Hsu v. Wells Fargo: Discovery Application

Application by Yuan Hsu, of Taiwan, to take discovery from Wells Fargo & Company for use in legal proceedings in Taiwan alleging theft and embezzlement against the applicant's daughter, Ping Hsu, filed at the U. S. District Court for the Northern District of California.

JSC BTA Bank v. Bank of America et al: Discovery Application (‘$7.5B Fraud’)

Application by JSC BTA Bank, of Kazakhstan, to take discovery from The Clearing House Payments Company LLC and "thirteen intermediary banks", namely Bank of America NA, Bank of China, The Bank of New York, BNP Paribas USA, Citibank NA, Commerzbank AG, Deutsche Bank Trust Company, HSBC Bank USA NA, JPMorgan Chase Bank NA, Société Générale AG, Standard Chartered Bank, UBS AG, and Wells Fargo Bank NA regarding Saint Vincent and the Grenadines-domiciled Panolos Limited for use in legal proceedings in England "against BTA Bank's former chairman, and primary shareholder, Mukhtar Ablyazov, upon BTA Bank's discovery that Ablyazov had illegally misappropriated as much as $7.5 Billion of BTA Bank’s assets and subsequently laundered the proceeds through multiple financial institutions all over the world", filed at the U. S. District Court for the Southern District of New York.

Portugal: Maria Andrade Almeida et al

Application for the appointment of a Commissioner to collect evidence from Wells Fargo, Chase Bank, Bay First Bank, Capital One, and USAA Bank - pursuant to a request for judicial assistance from Portugal - for use in a criminal investigation into "Maria Filipa Andrade Almeida, Helder Antonio Alves Lourenco, and unknown subjects for fraud".

Invest Bank PSC v. Citibank NA et al: Discovery Application

Application by Invest Bank PSC, which "provides corporate retail banking services in the UAE", to take discovery from Citibank, N.A., The Bank of New York Mellon, Société Générale, New York Branch; HSBC Bank USA, N.A., BNP Paribas USA, JPMorgan Chase Bank, N.A., Barclays Bank PLC, Deutsche Bank Trust Co. Americas, The Bank of Nova Scotia, UBS AG, Bank of America, N.A., Standard Chartered Bank, Commerzbank AG, New York Branch; Bank of China, New York Branch; Wells Fargo Bank, N.A., and Mashreqbank PSC for use in legal proceedings in Abu Dhabi, United Arab Emirates, “against Seidco General Contracting Company LLC, Fadi Atef Ajjaoui, and Saif Ali Al Dhabea Al Darmaki" for suspected fraud and misappropriation, filed at the U. S. District Court for the Southern District of New York.

USA v. Wells Fargo Bank: Complaint & $35M Settlement

Complaint "to recover civil monetary penalties from defendant Wells Fargo Bank N.A. for fraudulently overcharging hundreds of its commercial customers who used the Bank's foreign exchange services" and $35 million settlement agreement in USA v. Wells Fargo Bank at the U. S. District Court for the Southern District of New York.

Monica Niedbalski v. HSBC et al: Discovery Application

Application by Monika Niedbalski, a citizen of Canada, to take discovery from HSBC Bank USA N.A., JPMorgan Chase Bank N.A., Bank of America N.A., City National Bank, Barclays Bank Plc, Deutsche Bank Trust Co. Americas, Wells Fargo Bank N.A., UBS AG, Standard Chartered Bank, Commerzbank AG, New York Branch, and The Clearing House Payments Company LLC for use in "a filed Canadian Civil Proceeding against Walton International Group Inc. et al", filed at the U. S. District Court for the Southern District of New York.

Income Collecting 1-3 Months T-Bills Mutual Fund: Chapter 15 Petition (2021)

Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the Cayman Islands by Russell Homer and Karen Scott, as the Joint Voluntary Liquidators of Income Collecting 1-3 Months T-Bills Mutual Fund, of the Cayman Islands, filed at the U. S. Bankruptcy Court for the Southern District of New York.

USA v. Ofer Abarbanel: Criminal Indictment

Criminal Indictment alleging a fraud of "at least $106 million" involving Cayman Islands-domiciled Income Collecting 1- 3 Months T- Bills Mutual Fund in USA v. Ofer Abarbanel at the U. S. District Court for the Southern District of New York.

Portugal: Wells Fargo Bank (2021)

Application for the appointment of a Commissioner to collect evidence from Wells Fargo Bank - pursuant to a request for judicial assistance from Portugal - for a criminal investigation into "an unknown subject for fraud" in which the victim was "an international association for the conservation of animals".

Frederico da Costa Pinto v. Loeb Block & Partners: Discovery Application

Application by Frederico da Costa Pinto, of Rio de Janeiro, Brazil to take discovery from Loeb Block & Partners law firm, its attorneys Yuisa Montañez and Steven Rasch; The Clearing House Payments Company L.L.C., Wells Fargo Bank, N.A., JPMorgan Chase Bank, N.A., Citibank, N.A. and Bank of America N.A. for use in a pending "probate proceeding" and "a reasonably contemplated civil action for fraud-related claims" in Brazil "concerning the estate of Applicant's deceased father, Humberto Da Costa Pinto", filed at the U. S. District Court for the Southern District of New York.

USA v. Federal Express et al: Order

Order granting a petition for Leave to Serve 'John Doe' Summonses as part of an IRS investigation into U.S. taxpayers who are suspected of tax evasion using the services of Panama Offshore Legal Services in USA v. Federal Express Corporation, a.k.a. FedEx Express; Fed Ex Ground Package System, Inc., a.k.a. FedEx Ground; DHL Express (USA), Inc., United Parcel Service, Inc., the Federal Reserve Bank of New York, The Clearing House Payments Company LLC, HSBC Bank USA, N.A., Citibank, N.A., Wells Fargo Bank, N.A., and Bank of America, N.A. at the U. S. District Court for the Southern District of New York.

USA v. Federal Express et al: ‘John Doe’ Summonses Supplemental Information

Supplemental Memorandum of Law and Declaration in support of a petition for Leave to Serve 'John Doe' Summonses as part of an IRS investigation into U.S. taxpayers who are suspected of tax evasion using the services of Panama Offshore Legal Services in USA v. Federal Express Corporation, a.k.a. FedEx Express; Fed Ex Ground Package System, Inc., a.k.a. FedEx Ground; DHL Express (USA), Inc., United Parcel Service, Inc., the Federal Reserve Bank of New York, The Clearing House Payments Company LLC, HSBC Bank USA, N.A., Citibank, N.A., Wells Fargo Bank, N.A., and Bank of America, N.A. at the U. S. District Court for the Southern District of New York.

Jen Zhang et al v. USA: Petition to Quash IRS Summons

Petition to Quash Third-Party Summons Issued to Wells Fargo Bank N.A. by the IRS in Jen (Hwa Yu) Zhang and Charles (Zhi Yu) Zhang, Canadian citizens who are "targets of a criminal investigation in Canada" that alleges "violations of the Customs Act, the Criminal Code, the Excise Tax Act, and the Special Import Measures Act" v. USA at the U. S. District Court for the Northern District of California.

Turkey: Wells Fargo Bank

Application for the appointment of a Commissioner to collect evidence from Wells Fargo Bank - pursuant to a request for judicial assistance from Turkey - for a criminal investigation into "unknown subject(s) for benefiting through the misuse of bank or credit cards".

Wells Fargo Bank v. Margate Funding I Ltd. et al: Interpleader Complaint

Interpleader Complaint regarding $20 million in Wells Fargo Bank, as Trustee v. Margate Funding I Ltd., of the Cayman Islands; Margate Funding I Corp., of Delaware; Macquarie Investment Management Advisers, of Delaware; Angelo Gordon Management LLC, of Delaware; Bracebridge Capital LLC, of Delaware; Serengeti Asset Management LP, Citibank, Bank of America, of Delaware, and Cede & Co., of North Carolina, at the U. S. District Court for the Southern District of New York.

Poland: BBVA Compass et al

Application for the appointment of a Commissioner to collect evidence from BBVA Compass Bank and Wells Fargo Bank - pursuant to a request for judicial assistance from Poland - for a criminal investigation into "unknown subject(s) for fraud".

USA v. Federal Express et al: ‘John Doe’ Summonses Petition

Ex Parte Petition for Leave to Serve 'John Doe' Summonses as part of an IRS investigation into U.S. taxpayers who are suspected of tax evasion using the services of Panama Offshore Legal Services, described as "a Panamanian law firm that has been providing offshore services since 2000", allegedly offering legal structures formed in several jurisdictions, including Belize, the British Virgin Islands, Delaware, Nevis, Nevada, Panama, Saint Vincent and the Grenadines, and Switzerland, in USA v. Federal Express Corporation, a.k.a. FedEx Express; Fed Ex Ground Package System, Inc., a.k.a. FedEx Ground; DHL Express (USA), Inc., United Parcel Service, Inc., the Federal Reserve Bank of New York, The Clearing House Payments Company LLC, HSBC Bank USA, N.A., Citibank, N.A., Wells Fargo Bank, N.A., and Bank of America, N.A. at the U. S. District Court for the Southern District of New York.

Poland: Wells Fargo Bank et al

Application for the appointment of a Commissioner to collect evidence from Wells Fargo Bank and Capital One Bank - pursuant to a request for judicial assistance from Poland - for a criminal investigation into "unknown subject(s) for fraud".

Oak Trust et al v. Equiti US LLC et al: Discovery Application

Application by Oak Trust, Acorn Trust, Eagle Trust, Duffy Trust, Robert J. Parfet Living Trust, Geluk Global Fund Limited SAC, of the Bahamas; Migration Investments, LLC, of Colorado; Boustrophedon International Ltd., of Hong Kong; Michael R. Shea, Erin Shea, Angela Ling, Fuhua Ling, Philip Bullock, Lifang Liu, Justin Payne, Michael Dietzen, Kimberly J. Dietzen, Brian Sly, David K. Sly, Gregory Sly, Karen Sly, Nelson Sly, Helen S. Sly, Sly Family Trust, and Tamara A. Sly Separate Property Trust to take discovery from Equiti US, LLC, Gary Dennison, James Mason, and Kimberly M. Kirkland for use in "an anticipated proceeding" in England regarding allegations of "a fraudulent Forex trading scheme" involving Equiti Capital UK Limited, Mediatrix Capital Inc., Blue Isle Markets Inc., and Blue Isle Markets Ltd. and several jurisdictions, including the Bahamas, Belize, Cayman Islands, New Zealand, Saint Vincent and the Grenadines, and the United Kingdom, filed at the U. S. District Court for the Southern District of Florida.

Bulgaria: Wells Fargo Bank (2021)

Application for the appointment of a Commissioner to collect evidence from Wells Fargo Bank - pursuant to a request for judicial assistance from Bulgaria - for a criminal investigation into "unknown subjects for fraud".

East Asian Consortium BV v. Bank of America et al: Discovery Application

Application by East Asian Consortium B.V., of the Netherlands, to take discovery from the New York branches of Bank of America, N.A., Bank of New York Mellon, BNP Paribas USA, China Construction Bank, Citibank N.A., HSBC Bank USA, N.A., JPMorgan Chase Bank, N.A., MashreqBank PSC, Standard Chartered Bank, and Wells Fargo Bank, N.A. for use in legal proceedings in South Africa "against MTN Group Ltd., MTN International (Mauritius) Ltd., Mobile Telephone Networks Holding (Pty) Limited, MTN International (Pty) Ltd., Phutuma Freedom Nhleko, and Irene Charnley", filed at the U. S. District Court for the Southern District of New York.

Germany: Toki Hall

Application for the appointment of a Commissioner to collect evidence from Wells Fargo Bank - pursuant to a request for judicial assistance from Germany - for a criminal investigation into "unknown subjects for fraud", one or more of whom used the name "Toki S. Hall".

Montenegro: Dragomir Nilević

Application for the appointment of a Commissioner to collect evidence from University First Federal Credit Union, Gibraltar Private Bank & Trust Co., SCE Federal Credit Union, Guardian Credit Union, JHA Payment Processing Solutions, Goldenwest Federal Credit Union, ESL Federal Credit Union, Avadian Credit UnionNavy Federal Credit Union, CORE Credit Union, BrightStar Credit Union, Grow Financial Federal Credit Union, Coastal Federal Credit Union, Fort Lee Federal Credit Union, Olean Area Federal Credit Union, JPMorgan Chase Bank N.A., EFCU Financial Federal Credit Union, Insight Credit Union, A+ Federal Credit Union, P & G Mehoopany Employees Federal Credit Union, Truliant Federal Credit Union, The Bank of Missouri, F & A Federal Credit Union, Southwest Airlines Federal Credit Union, Sunrise Banks, National Association, Schlumberger Employees Credit Union, Piedmont Advantage Credit Union, First Financial Bankshares, Inc., IBERIABANK, Travis Credit Union, Generations Community Federal Credit Union, United Heritage Credit Union, Merco Credit Union, El Dorado Savings Bank, F.S.B., Dexsta Federal Credit Union, Nusenda Federal Credit Union, First Florida Credit Union, Andrews Federal Credit Union, Knoxville TVA Employees Credit Union, Summit Credit Union, Dime Bank, Max Credit Union, Elements Financial Federal Credit Union, Las Colinas Federal Credit Union, Farmers Federal Credit Union, LESCO Federal Credit Union, Provident Credit Union, Firstlight Federal Credit Union, USF Federal Credit Union, Noble Federal Credit Union, CPM Federal Credit Union, Kinetic Credit Union, Five Star Credit Union, Golden Plains Credit Union, Bank of America, Arkansas Federal Credit Union, Gulf Coast Educators Federal Credit Union, Allied Federal Credit Union, American Eagle Financial Credit Union, CoastHills Credit Union, Resource One Credit Union, Envision Credit Union, True Sky Credit Union, Inova Federal Credit Union, APCO Employees Credit Union, Srp Federal Credit Union, Family Security Credit Union, Clark County Credit Union, S&T Bank, Corning Federal Credit Union, Affinity Federal Credit Union, Dort Federal Credit Union, Farmers Bank and Trust Company, Columbia Credit Union, The University National Bank of Lawrence, J.S.C. Federal Credit Union, Palmetto Citizens Federal Credit Union, Valley First Credit Union, Firefighters First Credit Union, NUCOR Employee's Credit Union, Jefferson Bank, Allegacy Federal Credit Union, American Airlines Federal Credit Union, Servisfirst Bank, Wells Fargo Bank, Anheuser-Busch Employees' Credit Union, Granite Federal Credit Union, 121 Financial Credit Union, Gulf Winds Credit Union, RTN Federal Credit Union, La Joya Area Federal Credit Union, Doco Credit Union, and Fairwinds Credit Union - pursuant to a request for judicial assistance from Montenegro - for use in a criminal investigation into Dragomir Nilević for suspected "counterfeiting and misuse of credit and debit cards".

Union Bank of India (UK) Ltd. v. Wells Fargo Bank NA: Discovery Application

Application by Union Bank of India (UK) Ltd., of England, to take discovery from Wells Fargo Bank N.A. for use in legal proceedings in England and Wales against Badrinarayanan Kothandaraman, a.k.a. Badri Kasturi, described as a citizen of India, and Satyan Katsuri, described as "an Australian citizen and an Overseas Citizen of India", for "fraud and liability under personal guarantees" totaling $6 million involving EnviroMax Pellets Inc., of Delaware, filed at the U. S. District Court for the Southern District of New York.

Discovery Asset Management Co. Ltd. v. Eliot Kang et al: Petition

Petition in Discovery Asset Management Co. Ltd., of South Korea v. Eliot S. Kang and Kornerstone Investments Corp., as Respondents, and New York City Marshals, New York City Sheriff, Wells Fargo Bank, N.A., and Marketplace SPV LLC, as Nominal Respondents, at the Supreme Court of the State of New York, County of New York.

JSC BTA Bank v. Wells Fargo Bank et al: Discovery Application

Application by JSC BTA Bank, of Kazakhstan, to take discovery from Wells Fargo Bank, NA, Wells Fargo & Company, Wells Fargo Clearing Services, LLC, Wells Fargo Financial Advisors Network LLC, and related entities; Yvgeny Bukrinsky, d.b.a. Omega Enterprises, described as an "accountant/tax preparer"; "certain business entities owned or operated by Elvira Kudryashova, namely, Anthill Shopnplay (a/k/a Anthill Fashion Market, Anthill Shopnplay LLC, and Kud Vintage) and Edward Hill Bakery party N beyond"; Granite Escrow and Settlement Services, Escrow of the West, Jason Bradshaw, d.b.a. Bradshaw Residential Group, described as a "real estate agent", and Coldwell Banker Real Estate LLC for use in legal proceedings in the United Kingdom and "a pending criminal investigation in Kazakhstan", filed at the U. S. District Court for the Central District of California.

Torgovy Dom KAToil OOO v. Citibank NA et al: Discovery Application

Application by Torgovy Dom KAToil OOO, described as a Russian company that is "a wholly owned subsidiary of C.A.T. oil AG, a publicly-traded Austrian company", to take discovery from Citibank, N.A., JP Morgan Chase Bank, N.A., Bank of New York Mellon, N.A., Bank of America, N.A., Wells Fargo Bank N.A., and The Clearing House Payments Company L.L.C. for use in "contemplated legal proceedings" in Russia against Victoria Sokolova for suspected fraud, filed at the U. S. District Court for the Southern District of New York.

USA v. Natalino D’Amato: Criminal Indictment

Criminal Indictment alleging money laundering regarding Petróleos de Venezuela SA, a.k.a. PDVSA, "the state-owned and state-controlled oil company of Venezuela" in USA v. Natalino D'Amato, described by the U.S. Department of Justice as a dual citizen of Venezuela and Italy who, inter alia, "owned and controlled a Nevis-based corporation called Kronos Enterprises Corp.", at the U. S. District Court for the Southern District of Florida.

Turkey: Wells Fargo Bank ($135,900 Fraud)

Application for the appointment of a Commissioner to collect evidence from Wells Fargo Bank - pursuant to a request for judicial assistance from Turkey - for use in a criminal investigation into "unknown subjects for fraud".

Poland: Wells Fargo Bank ($5,500 Fraud)

Application for the appointment of a Commissioner to collect evidence from Wells Fargo Bank - pursuant to a request for judicial assistance from Poland - for use in a criminal investigation into "unknown subject(s) for fraud".

PJSC Uralsib Bank v. Citibank NA et al: Discovery Application

Ex Parte Application by PJSC Uralsib Bank to take discovery from Citibank NA, The Bank of New York Mellon, Société Générale, New York; HSBC Bank USA, N.A., BNP Paribas USA, JPMorgan Chase Bank, N.A., Barclays Bank PLC, Deutsche Bank Trust Co. Americas, Bank of Nova Scotia, UBS AG, Bank of America, N.A., Standard Chartered Bank US, Commerzbank AG US, Bank of China, New York Branch; Wells Fargo Bank, N.A., and The Clearing House Payments Company, LLC for use in a "contemplated proceeding" in Russia against Nikolay Ivanovich Pasyada for suspected fraud, filed at the U. S. District Court for the Southern District of New York.

Kazakhstan v. Bank of New York Mellon et al: Discovery Application

Application by the Republic of Kazakhstan to take discovery from The Bank of New York Mellon Corporation, JPMorgan Chase Bank, N.A., Deutsche Bank Trust Co. Americas, Bank of China, Barclays Bank PLC, BNP Paribas USA, Citibank N.A., The Clearing House Payments Company LLC (CHIPS), Commerzbank AG, HSBC Bank USA, N.A., Société Générale S.A., Standard Chartered Bank USA, UBS AG, Wells Fargo Bank, N.A., and Bank of America, N.A. for use "in foreign judicial proceedings to enforce and collect upon an arbitral award that was issued in Kazakhstan's favor" against "a Canadian company called Gold Pool JV Limited", filed at the U. S. District Court for the Southern District of New York. Kazakhstan is, inter alia, seeking information regarding "third party funding that Gold Pool allegedly received from "a litigation funder registered in Guernsey", a "law firm", and "a Canadian" entity. Editor's Note: Research by OffshoreAlert in the corporate registry for Toronto, Canada showed that Gold Pool JV Limited was incorporated on December 29th, 1995 and its officers and directors are A. Thomas Griffis, President and Director; Elia Crespo, Vice President, Secretary, and Director, and Chris Irwin, Assistant Secretary,

USA v. Joseph SanFilippo: Criminal Information

Criminal Information alleging investment fraud involving "a purported company named 'Cayman Shipping and Distributions, LLC'" that allegedly never existed in USA v. Joseph A. SanFilippo at the U. S. District Court for the Southern District of Florida.

Costa Rica: Maria Marta Silva Meneses et al

Application for the appointment of a Commissioner to collect evidence from Wells Fargo Bank - pursuant to a request for judicial assistance from Costa Rica - for a criminal investigation into "Maria Marta Silva Meneses and other unknown subjects" for suspected involvement in investment fraud.

National Bank Trust v. Connecticut Shotgun Manufacturing Company et al: Discovery Application

Application by National Bank Trust to take discovery from Connecticut Shotgun Manufacturing Company, Wells Fargo Bank, and Summit Investment Management Ltd. for use in legal proceedings in England alleging fraud against Ilya Yurov, Sergey Belyaev, Nikolay Fetisov, Nataliya Yurova, Irina Belyaeva, and Elena Pischulina and "in aid of enforcement of a judgment entered in the U.K. Action in the approximate amount of U.S. $900 million", filed at the U. S. District Court for the District of Connecticut.

Premier Assurance Group SPC Ltd.: Chapter 15 Petition

Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the Cayman Islands by Jeffrey Stower and Jason Robinson, as the Foreign Representatives of Premier Assurance Group SPC Ltd. (in Controllership), at the U. S. Bankruptcy Court for the Southern District of Florida. Editor's Note: The "Foreign Main Proceeding" in this matter, which includes allegations of fraud, was filed under seal at the Grand Court of the Cayman Islands on September 17th, 2020 and remains sealed as of today, with the entry in the Court's public register reading "Confidential Matter". It is often only when Cayman insolvency practitioners seek recognition in the United States that the mere existence of cases becomes publicly-known.

Germany: Stefan Greiner et al

Application for the appointment of a Commissioner to collect evidence from Wells Fargo Bank - pursuant to a request for judicial assistance from Germany - for a criminal investigation into "unknown subjects for fraud", described as "purported Swiss stockbrokers using the name Stefan Greiner and Martin Gerler".

USA v. Aleksandr Spitsyn: Criminal Complaint

Criminal Complaint alleging money laundering regarding "work-from-home fraud schemes" in USA v. Aleksandr Vladimirovich Spitsyn, a citizen of Russia, at the U. S. District Court for the Northern District of Georgia.

Artem SJSHC v. Gray Fox Logistics: Petition to Confirm Arbitral Award

Petition to Confirm and Enforce Final Foreign Arbitral Award of $8.3 million in State Joint Stock Holding Company Artem, of Ukraine v. Gray Fox Aviation and Logistics Inc., d.b.a. Gray Fox Logistics, of Fort Lauderdale, Florida, at the U. S. District Court for the Southern District of Florida.

Seawolf Tankers Inc. et al v. Riverstone Holdings LLC et al: Discovery Application

Application by Seawolf Tankers Inc. and Heidmar Inc., both of the Marshall Islands, to take discovery from Riverstone Holdings LLC, DnB Bank ASA, Bank of America NA, Bank of China, The Bank of New York Mellon, Barclays Bank PLC, BNP Paribas SA, Citibank NA, Commerzbank AG, Credit Agricole CIB, Deutsche Bank Trust Company of Americas, Deutsche Bank Securities, Inc., HSBC Bank (USA) NA, JPMorgan Chase Bank NA, Societe Generale, Standard Chartered Bank, UBS AG, and Wells Fargo Bank NA for use in legal proceedings in the Marshall Islands and United Arab Emirates against several parties, including Ridgebury V4 Investments LLC, Ridgebury Mike LLC, and Ridgebury Kilo LLC, filed at the U. S. District Court for the Southern District of New York.