Public Announcement by the Hong Kong Securities and Futures Commission that it has imposed a fine of HK$4.2 million on The Bank of East Asia Limited for “failure to segregate its client securities from proprietary securities into separate accounts maintained at two external custodians as required by the Securities and Futures (Client Securities) Rules”.
September 17, 2020
Topics
Banks & Trusts Hong Kong RegulatoryKeywords
The Bank of East Asia Limited