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Universal-Investment-Luxembourg SA: €45K Fine

Public Notice by the Luxembourg CSSF that it has imposed a fine of €45,000 on Universal-Investment-Luxembourg S.A., described as an "investment fund manager", for regulatory breaches. Editor's Note: Research by OffshoreAlert showed that, in the Luxembourg Business Registry, Universal-Investment-Luxembourg S.A.'s principals are identified as Frank Eggloff, Markus Neubauer, Michael Reinhard, Matthias Muller, and Sean O'Driscoll, and on the website of Universal-Investment-Luxembourg S.A. at https://www.universal-investment.com/, it is stated that the company is "a wholly owned subsidiary of Universal-Investment-Gesellschaft mbH, Frankfurt am Main" and that the "Management Board of Universal-Investment Group" comprises Michael Reinhard, "Chief Executive Officer"; Stephan Scholl, "Chief Operational Officer"; Ian Lees, "Chief Financial Officer"; Frank Eggloff, "Chief Regulatory Officer", and Katja Müller, "Chief Customer Officer".
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Date:

January 18, 2021

Sector:

Regulatory;Securities & Investment


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