VTB Capital Plc: $6.4M Penalties

    Administrative Order by the U. S. Securities and Exchange Commission imposing penalties totaling $6.4 million on VTB Capital Plc regarding “material omissions and misleading statements in a 2016 bond offering for which VTB Capital Plc, a London-based investment bank, acted with Credit Suisse Group AG as joint-lead manager”.


  • October 19, 2021
    VTB Capital Plc
    Securities and Exchange Commission